Contents
The Definition of AIDS
The Designation AIDS Is a Surveillance Tool
Quantifying the Epidemic
A Brief History of the Emergence of AIDS
Initial Theories
Retrovirus Hypothesis
Seroprevalence Surveys
HIV and Other Lentiviruses
Course of HIV Infection
Immunologic Profile of People With AIDS
Mechanisms of CD4+ T Cell Depletion
Koch's Postulates Fulfilled
Evidence From Animal and Laboratory Models
Geographic Considerations
Evidence From Blood Donor-Recipient Pairs
Impact of HIV Infection on Mortality of Hemophiliacs
Pediatric AIDS
Single Source Outbreak of Pediatric AIDS
Answering the Skeptics: the "Risk-AIDS" or "Behavioral"
Hypothesis
AIDS and Injection Drug Users
Sex and the AIDS Epidemic
Drug Use in the Pre-AIDS Era
AZT and AIDS
Disease Progression Despite Antibodies
Risks Associated With Transfusion
Exposure to Factor VIII
Distribution of AIDS Cases
AIDS in Africa
Conclusion
References
Foreword
The acquired immunodeficiency syndrome (AIDS) is
characterized by the progressive loss of the CD4+
helper/inducer subset of T lymphocytes, leading to severe
immunosuppression and constitutional disease, neurological
complications, and opportunistic infections and neoplasms
that rarely occur in persons with intact immune function.
Although the precise mechanisms leading to the destruction of
the immune system have not been fully delineated, abundant
epidemiologic, virologic and immunologic data support the
conclusion that infection with the human immunodeficiency
virus (HIV) is the underlying cause of AIDS.
The evidence for HIV's primary role in the pathogenesis of
AIDS is reviewed elsewhere (Ho et al., 1987; Fauci, 1988,
1993a; Greene, 1993; Levy, 1993; Weiss, 1993). In addition,
many scientists (Blattner et al., 1988a,b; Ginsberg, 1988;
Evans, 1989a,b, 1992; Weiss and Jaffe, 1990; Gallo, 1991;
Goudsmit, 1992; Groopman, 1992; Kurth, 1990; Ascher et al.,
1993a,b; Schechter et al., 1993a,b; Lowenstein, 1994; Nicoll
and Brown, 1994; Harris, 1995) have responded to specific
arguments from individuals who assert that AIDS is not caused
by HIV. The present discussion reviews the AIDS epidemic and
summarizes the evidence supporting HIV as the cause of AIDS.
The Definition of AIDS
The term AIDS first appeared in the Morbidity and Mortality
Weekly Report (MMWR) of the Centers for Disease Control (CDC)
in 1982 to describe ". . . a disease, at least moderately
predictive of a defect in cell-mediated immunity, occurring
with no known cause for diminished resistance to that
disease" (CDC, 1982b). The initial CDC list of AIDS-defining
conditions, which included Kaposi's sarcoma (KS),
Pneumocystis carinii pneumonia (PCP), Mycobacterium avium
complex (MAC) and other conditions, has been updated on
several occasions, with significant revisions (CDC, 1985a,
1987a, 1992a).
For surveillance purposes, the CDC currently defines AIDS in
an adult or adolescent age 13 years or older as the presence
of one of 25 AIDS-indicator conditions, such as KS, PCP or
disseminated MAC. In children younger than 13 years, the
definition of AIDS is similar to that in adolescents and
adults, except that lymphoid interstitial pneumonitis and
recurrent bacterial infections are included in the list of
AIDS-defining conditions (CDC, 1987b). The case definition in
adults and adolescents was expanded in 1993 to include HIV
infection in an individual with a CD4+ T cell count less than
200 cells per cubic millimeter (mm3) of blood (CDC, 1992a).
The current surveillance definition replaced criteria
published in 1987 that were based on clinical conditions and
evidence of HIV infection but not on CD4+ T cell
determinations (CDC, 1987a).
In many developing countries, where diagnostic facilities may
be minimal, epidemiologists employ a case definition based on
the presence of various clinical symptoms associated with
immune deficiency and the exclusion of other known causes of
immunosuppression, such as cancer or malnutrition (Ryder and
Mugewrwa, 1994a; Davachi, 1994).
The Designation AIDS Is a Surveillance Tool
Surveillance definitions of AIDS have proven useful
epidemiologically to track and quantify the recent epidemic
of HIV-mediated immunosuppression and its manifestations.
However, AIDS represents only the end stage of a continuous,
progressive pathogenic process, beginning with primary
infection with HIV, continuing with a chronic phase that is
usually asymptomatic, leading to progressively severe
symptoms and, ultimately, profound immunodeficiency and
opportunistic infections and neoplasms (Fauci, 1993a). In
clinical practice, symptomatology and measurements of immune
function, notably levels of CD4+ T lymphocytes, are used to
guide the treatment of HIV-infected persons rather than an
all-or-nothing paradigm of AIDS/non-AIDS (CDC, 1992a; Sande
et al., 1993; Volberding and Graham, 1994).
Quantifying the Epidemic
Between June 1981 and Dec. 31, 1994, 441,528 cases of AIDS in
the United States, including 270,870 AIDS-related deaths,
were reported to the CDC (CDC, 1995a). AIDS is now the
leading cause of death among adults aged 25 to 44 in the
United States (CDC, 1995b).
Worldwide, 1,025,073 cases of AIDS were reported to the World
Health Organization (WHO) through December 1994, an increase
of 20 percent since December 1993 (WHO, 1995a). Allowing for
under-diagnosis, incomplete reporting and reporting delay,
and based on the available data on HIV infections around the
world, the WHO estimates that over 4.5 million AIDS
cumulative cases had occurred worldwide by late 1994 and that
19.5 million people worldwide had been infected with HIV
since the beginning of the epidemic (WHO, 1995a). By the year
2000, the WHO estimates that 30 to 40 million people will
have been infected with HIV and that 10 million people will
have developed AIDS (WHO, 1994). The Global AIDS Policy
Coalition has developed a considerably higher
estimate--perhaps up to 110 million HIV infections and 25
million AIDS cases by the turn of the century (Mann et al.,
1992a).
A Brief History of the Emergence of AIDS
In 1981, clinical investigators in New York and California
observed among young, previously healthy, homosexual men an
unusual clustering of cases of rare diseases, notably
Kaposi's sarcoma (KS) and opportunistic infections such as
Pneumocystis carinii pneumonia (PCP), as well as cases of
unexplained, persistent lymphadenopathy (CDC, 1981a,b, 1982a;
Masur et al., 1981; Gottlieb et al., 1981; Friedman-Kien,
1981). It soon became evident that these men had a common
immunologic deficit, an impairment in cell-mediated immunity
resulting from a significant loss of "T-helper" cells, which
bear the CD4 marker (Gottlieb et al., 1981; Masur et al.,
1981; Siegal et al., 1981; Ammann et al., 1983a).
The widespread occurrence of KS and PCP in young people with
no underlying disease or history of immunosuppressive therapy
was unprecedented. Searches of the medical literature,
autopsy records and tumor registries revealed that these
diseases previously had occurred at very low levels in the
United States (CDC, 1981b; CDC, 1982f).
KS, a very rare skin neoplasm, had affected mostly older men
of Mediterranean origin or cancer or transplant patients
undergoing immunosuppressive therapy (Gange and Jones, 1978;
Safai and Good, 1981). Before the AIDS epidemic, the annual
incidence of Kaposi's sarcoma in the United States was 0.02
to 0.06 per 100,000 population (Rothman, 1962a; Oettle,
1962). In addition, a more aggressive form of KS that
generally occurred in younger individuals was seen in certain
parts of Africa (Rothman, 1962b; Safai, 1984a). By 1984,
never-married men in San Francisco were found to be 2,000
times more likely to develop KS than during the years 1973 to
1979 (Williams et al., 1994). As of Dec. 31, 1994, 36,693
patients with AIDS in the United States with a definitive
diagnosis of KS had been reported to the CDC (CDC, 1995b).
PCP, a lung infection caused by a pathogen to which most
individuals are exposed with no undue consequences, was
extremely rare prior to 1981 in individuals other than those
receiving immunosuppressive therapy or among the chronically
malnourished, such as certain Eastern European children
following World War II (Walzer, 1990). A 1967 survey, for
example, found only 107 U.S. cases of PCP reported in the
medical literature up to that point, virtually all among
individuals with underlying immunosuppressive conditions or
who had undergone immunosuppressive therapy (Le Clair, 1969).
In that year, CDC became the sole supplier in the United
States of pentamidine isethionate, then the only recommended
PCP therapy, and began collecting data on each PCP case
diagnosed and treated in this country. After reviewing
requests for pentamidine in the period 1967 to 1970,
researchers found only one case of confirmed PCP without a
known underlying condition (Walzer et al., 1974). In the
period immediately prior to the recognition of AIDS, January
1976 to June 1980, CDC received only one request for
pentamidine isethionate to treat an adult in the United
States who had PCP and no underlying disease (CDC, 1982f). In
1981 alone, 42 requests for pentamidine were received to
treat patients with PCP and no known underlying disorders
(CDC, 1982f). By Dec. 31, 1994, 127,626 individuals with AIDS
in the United States with definitive diagnoses of PCP had
been reported to the CDC (CDC, 1995b).
Another rare opportunistic disease, disseminated infection
with the Mycobacterium avium complex (MAC), also was seen
frequently in the first AIDS patients (Zakowski et al., 1982;
Greene et al., 1982). Prior to 1981, only 32 individuals with
disseminated MAC disease had been described in the medical
literature (Masur, 1982a). By Dec. 31, 1994, the CDC had
received reports of 28,954 U.S. AIDS patients with definitive
diagnoses of disseminated MAC (CDC, 1995b).
Initial Theories
The fact that homosexual men constituted the initial
population in which AIDS occurred in the United States led
some to surmise that a homosexual lifestyle was specifically
related to the disease (Goedert et al., 1982; Hurtenbach and
Shearer, 1982; Sonnabend et al., 1983; Durack, 1981; Mavligit
et al., 1984). These early suggestions that AIDS resulted
from behavior specific to the homosexual population were
largely dismissed when the syndrome was observed in
distinctly different groups in the United States: in male and
female injection drug users; in hemophiliacs and blood
transfusion recipients; among female sex partners of bisexual
men, recipients of blood or blood products, or injection drug
users; and among infants born to mothers with AIDS or with a
history of injection drug use (CDC, 1982b,c,d,f, 1983a; Poon
et al., 1983; Elliot et al., 1983; Masur et al., 1982b; Davis
et al., 1983; Harris et al., 1983; Rubinstein et al., 1983;
Oleske et al., 1983; Ammann et al., 1983b). In 1983, for
example, a study found that hemophiliacs with no history of
any of the proposed causes of AIDS in homosexual men had
developed the syndrome, and some of the men had apparently
transmitted the infection to their wives (deShazo et al.,
1983).
Many public health experts concluded that the clustering of
AIDS cases (Auerbach et al., 1984; Gazzard et al., 1984) and
the occurrence of cases in diverse risk groups could be
explained only if AIDS were caused by an infectious
microorganism transmitted in the manner of hepatitis B virus
(HBV): by sexual contact, by inoculation with blood or blood
products, and from mother to newborn infant (Francis et al.,
1983; Curran et al., 1984; AMA, 1984; CDC, 1982f, 1983a,b).
Early suspects for the cause of AIDS were cytomegalovirus
(CMV), because of its association with immunosuppression, and
Epstein-Barr virus (EBV), which has an affinity for
lymphocytes (Gottlieb et al., 1981; Hymes et al., 1981; CDC,
1982f). However, AIDS was a new phenomenon, and these viruses
already had a worldwide distribution. Comparative
seroprevalence studies showed no convincing evidence to
assign these viruses or other known agents a primary role in
the syndrome (Rogers et al., 1983). Also lacking was evidence
that these viruses, when isolated from patients with AIDS,
differed significantly from strains found in healthy
individuals or from strains found in the years preceding the
emergence of AIDS (AMA, 1984).
Retrovirus Hypothesis
By 1983, several research groups had focused on retroviruses
for clues to the cause of AIDS (Gallo and Montagnier, 1987).
Two recently recognized retroviruses, HTLV-I and HTLV-II,
were the only viruses then known to preferentially infect
helper T lymphocytes, the cells depleted in people with AIDS
(Gallo and Reitz, 1982; Popovic et al., 1984). The pattern of
HTLV transmission was similar to that seen among AIDS
patients: HTLV was transmitted by sexual contact, from mother
to child or by exposure to infected blood (Essex, 1982; Gallo
and Reitz, 1982). In addition, HTLV-I was known to cause mild
immunosuppression, and a related retrovirus, the lymphotropic
feline leukemia virus (FeLV), caused lethal immunosuppression
in cats (Essex et al., 1975).
In May 1983, the first report providing experimental evidence
for an association between a retrovirus and AIDS was
published (Barre-Sinoussi et al., 1983). After finding
antibodies cross-reactive with HTLV-I in a homosexual patient
with lymphadenopathy, a group led by Dr. Luc Montagnier
isolated a previously unrecognized virus containing reverse
transcriptase that was cytopathic for cord-blood lymphocytes
(Barre-Sinoussi et al., 1983). This virus later became known
as lymphadenopathy-associated virus (LAV). The French group
subsequently reported that LAV was tropic for T-helper cells,
in which it grew to substantial titers and caused cell death
(Klatzmann et al., 1984a; Montagnier et al., 1984).
In 1984, a considerable amount of new data added to the
evidence for a retroviral etiology for AIDS. Researchers at
the National Institutes of Health reported the isolation of a
cytopathic T-lymphotropic virus from 48 different people,
including 18 of 21 with pre-AIDS, three of four clinically
normal mothers of children with AIDS, 26 of 72 children and
adults with AIDS, and one (who later developed AIDS) of 22
healthy homosexuals (Gallo et al., 1984). The virus, named
HTLV-III, could not be found in 115 healthy heterosexual
subjects.
Antibodies reactive with HTLV-III antigens were found in
serum samples of 88 percent of 48 patients with AIDS, 79
percent of 14 homosexuals with pre-AIDS, and fewer than 1
percent of hundreds of healthy heterosexuals (Sarngadharan et
al., 1984).
Shortly thereafter, the researchers found that 100 percent
(34 of 34) of AIDS patients tested were positive for HTLV-III
antibodies in a study in which none of 14 controls had
antibodies (Safai et al., 1984b).
In a study in the United Kingdom reported later that year,
investigators found that 30 of 31 AIDS patients tested were
seropositive for HTLV-III antibodies, as were 110 of 124
individuals with persistent generalized lymphadenopathy
(Cheingsong-Popov et al., 1984). None of more than 1,000
blood donors selected randomly had antibodies to HTLV-III in
this study.
During the same time period, HTLV-III was isolated from the
semen of patients with AIDS (Zagury et al., 1984, Ho et al.,
1984), findings consistent with the epidemiologic data
demonstrating AIDS transmission via sexual contact.
Researchers in San Francisco subsequently reported the
isolation of a retrovirus they named the AIDS-associated
retrovirus (ARV) from AIDS patients in different risk groups,
as well as from asymptomatic people from AIDS risk groups
(Levy et al., 1984). The researchers isolated ARV from 27 of
55 patients with AIDS or lymphadenopathy syndrome; they
detected antibodies to ARV in 90 percent of 113 individuals
with the same conditions. Like HTLV-III and LAV, ARV grew
substantially in peripheral blood mononuclear cells and
killed CD4+ T cells. The same group subsequently isolated ARV
from genital secretions of women with antibodies to the
virus, data consistent with the observation that men could
contract AIDS following contact with a woman infected with
the virus (Wofsy et al., 1986).
During the same period, HTLV-III and ARV were isolated from
the brains of children and adults with AIDS-associated
encephalopathy, which suggested a role for these viruses in
the central nervous system disorders seen in many patients
with AIDS (Levy et al., 1985; Ho et al., 1985).
By 1985, analyses of the nucleotide sequences of HTLV-III,
LAV and ARV demonstrated that the three viruses belonged to
the same retroviral family and were strikingly similar
(Wain-Hobson et al., 1985; Ratner et al., 1985;
Sanchez-Pescador et al., 1985). In 1986, the International
Committee of Viral Taxonomy renamed the viruses the human
immunodeficiency virus (HIV) (Coffin et al., 1986).
Seroprevalence Surveys
Serologic tests for antibodies to HIV, developed in 1984
(Sarngadharan et al., 1984; Popovic et al., 1984; reviewed in
Brookmeyer and Gail, 1994), have enabled researchers to
conduct hundreds of seroprevalence surveys throughout the
world. Using these tests, investigators have repeatedly
demonstrated that the occurrence of AIDS-like illnesses in
different populations has closely followed the appearance of
HIV antibodies (U.S. Bureau of the Census, 1994). For
example, retrospective examination of sera collected in the
late 1970s in association with hepatitis B studies in New
York, San Francisco and Los Angeles suggests that HIV entered
the U.S. population sometime in the late 1970s (Jaffe et al.,
1985a). In 1978, 4.5 percent of men in the San Francisco
cohort had antibodies to HIV (Jaffe et al., 1985a). The first
cases of AIDS in homosexual men in San Francisco were
reported in 1981, and by 1984, more than two-thirds of the
San Francisco cohort had HIV antibodies and almost one-third
had developed AIDS-related conditions (Jaffe et al., 1985a).
By the end of 1992, approximately 70 percent of 539 men in
the San Francisco cohort with a well-documented date of HIV
seroconversion before 1983 had developed an AIDS-defining
condition or had a CD4+ T cell count of less than 200/mm3;
another 11 percent had CD4+ T cell counts between 200 and
500/mm3 (Buchbinder et al., 1994).
Retrospective tests of the U.S. blood supply have shown that,
in 1978, at least one batch of Factor VIII was contaminated
with HIV (Evatt et al., 1985; Aronson, 1993). Factor VIII was
given to some 2,300 males in the United States that year. In
July 1982, the first cases of AIDS in hemophiliacs were
reported (CDC, 1982c). Through Dec. 31, 1994, 3,863
individuals in the United States with hemophilia or other
coagulation disorders had been diagnosed with AIDS (CDC,
1995a).
Elsewhere in the world, a similar chronological association
between HIV and AIDS has been noted. The appearance of HIV in
the blood supply has preceded or coincided with the
occurrence of AIDS cases in every country and region where
cases of AIDS have been reported (Institute of Medicine,
1986; Chin and Mann, 1988; Curran et al., 1988; Piot et al.,
1988; Mann, 1992; Mann et al., 1992; U.S. Bureau of the
Census, 1994). For example, a review of serosurveys
associated with dengue fever in the Caribbean found that the
earliest evidence of HIV infection in Haiti appeared in
samples from 1979 (Pape et al., 1983, 1993); the first cases
of AIDS in Haiti and in Haitians in the United States were
reported in the early 1980s (CDC, 1982e; Pape et al., 1983,
1993).
In Africa between 1981 and 1983, clinical epidemics of
chronic, life-threatening enteropathic diseases ("slim
disease"), cryptococcal meningitis, progressive KS and
esophageal candidiasis were recognized in Rwanda, Tanzania,
Uganda, Zaire and Zambia, and in 1983 the first AIDS cases
among Africans were reported (Quinn et al., 1986; Essex,
1994). The earliest blood sample from Africa from which HIV
has been recovered is from a possible AIDS patient in Zaire,
tested in connection with a 1976 Ebola virus outbreak
(Getchell et al., 1987; Myers et al., 1992).
Serologic data have suggested the presence of HIV infection
as early as 1959 in Zaire (Nahmias et al., 1986). Other
investigators have found evidence of HIV proviral DNA in
tissues of a sailor who died in Manchester, England, in 1959
(Corbitt et al., 1990). In the latter case, this finding may
have represented a contamination with a virus isolated at a
much later date (Zhu and Ho, 1995).
HIV did not become epidemic until 20 to 30 years later,
perhaps because of the migration of poor and young sexually
active individuals from rural areas to urban centers in
developing countries, with subsequent return migration and,
internationally, due to civil wars, tourism, business travel
and the drug trade (Quinn, 1994).
HIV and Other Lentiviruses
As a retrovirus, HIV is an RNA virus that codes for the
enzyme reverse transcriptase, which transcribes the viral
genomic RNA into a DNA copy that ultimately integrates into
the host cell genome (Fauci, 1988). Within the retrovirus
family, HIV is classified as a lentivirus, having genetic and
morphologic similarities to animal lentiviruses such as those
infecting cats (feline immunodeficiency virus), sheep (visna
virus), goats (caprine arthritis-encephalitis virus), and
non-human primates (simian immunodeficiency virus) (Stowring
et al., 1979; Gonda et al., 1985; Haase, 1986; Temin, 1988,
1989). Like HIV in humans, these animal viruses primarily
infect cells of the immune system, including T lymphocytes
and macrophages (Haase, 1986, 1990; Levy, 1993).
Lentiviruses often cause immunodeficiency in their hosts in
addition to slow, progressive wasting disorders,
neurodegeneration and death (Haase, 1986, 1990). SIV, for
example, infects several subspecies of macaque monkeys,
causing diarrhea, wasting, CD4+ T cell depletion,
opportunistic infections and death (Desrosiers, 1990; Fultz,
1993). HIV is closely related to SIV, as evidenced by viral
protein cross-reactivity and genetic sequence similarities
(Franchini et al., 1987; Hirsch et al., 1989; Desrosiers,
1990; Myers, 1992).
One feature that distinguishes lentiviruses from other
retroviruses is the remarkable complexity of their viral
genomes. Most retroviruses that are capable of replication
contain only three genes--env, gag and pol (Varmus, 1988).
HIV contains not only these essential genes but also the
complex regulatory genes tat, rev, nef, and auxiliary genes
vif, vpr and vpu (Greene, 1991). The actions of these
additional genes probably contribute to the profound
pathogenicity that differentiates HIV from many other
retroviruses.
CD4+ T cells, the cells depleted in AIDS patients, are
primary targets of HIV because of the affinity of the gp120
glycoprotein component of the viral envelope for the CD4
molecule (Dalgleish et al., 1984; Klatzmann et al., 1984b;
McDougal et al., 1985a, 1986). These so-called T-helper cells
coordinate a number of critical immunologic functions. The
loss of these cells results in the progressive impairment of
the immune system and is associated with a deteriorating
clinical course (Pantaleo et al., 1993a). In advanced HIV
disease, abnormalities of virtually every component of the
immune system are evident (Fauci, 1993a; Pantaleo et al.,
1993a).
Course of HIV Infection
Primary HIV infection is associated with a burst of HIV
viremia and often a concomitant abrupt decline of CD4+ T
cells in the peripheral blood (Cooper et al., 1985; Daar et
al., 1991; Tindall and Cooper, 1991; Clark et al., 1991;
Pantaleo et al., 1993a, 1994). The decrease in circulating
CD4+ T cells during primary infection is probably due both to
HIV-mediated cell killing and to re-trafficking of cells to
the lymphoid tissues and other organs (Fauci, 1993a).
The median period of time between infection with HIV and the
onset of clinically apparent disease is approximately 10
years in western countries, according to prospective studies
of homosexual men in which dates of seroconversion are known
(Lemp et al., 1990; Pantaleo et al., 1993a; Hessol et al.,
1994). Similar estimates of asymptomatic periods have been
made for HIV-infected blood-transfusion recipients, injection
drug users and adult hemophiliacs (reviewed in Alcabes et
al., 1993a).
HIV disease, however, is not uniformly expressed in all
individuals. A small proportion of persons infected with the
virus develop AIDS and die within months following primary
infection, while approximately 5 percent of HIV-infected
individuals exhibit no signs of disease progression even
after 12 or more years (Pantaleo et al., 1995a; Cao et al.,
1995). Host factors such as age or genetic differences among
individuals, the level of virulence of the individual strain
of virus, as well as influences such as co-infection with
other microbes may determine the rate and severity of HIV
disease expression in different people (Fauci, 1993a;
Pantaleo et al., 1993a). Such variables have been termed
"clinical illness promotion factors" or co-factors and appear
to influence the onset of clinical disease among those
infected with any pathogen (Evans, 1982). Most people
infected with hepatitis B, for example, show no symptoms or
only jaundice and clear their infection, while others suffer
disease ranging from chronic liver inflammation to cirrhosis
and hepatocellular carcinoma (Robinson, 1990). Co-factors
probably also determine why some smokers develop lung cancer,
while others do not.
As disease progresses, increasing amounts of infectious
virus, viral antigens and HIV-specific nucleic acids in the
body correlate with a worsening clinical course (Allain et
al., 1987; Nicholson et al., 1989; Ho et al., 1989;
Schnittman et al., 1989, 1990a, 1991; Mathez et al., 1990;
Genesca et al., 1990; Hufert et al., 1991; Saag et al., 1991;
Aoki-Sei et al., 1992; Yerly et al., 1992; Bagnarelli et al.,
1992; Ferre et al., 1992; Michael et al., 1992; Pantaleo et
al., 1993b; Gupta et al., 1993; Connor et al., 1993; Saksela
et al., 1994; Dickover et al., 1994; Daar et al., 1995;
Furtado et al., 1995).
Cross-sectional studies in adults and children have shown
that levels of infectious HIV or proviral DNA in the blood
are substantially higher in patients with AIDS than in
asymptomatic patients (Ho et al., 1989; Coombs et al., 1989;
Saag et al., 1991; Srugo et al., 1991; Michael et al., 1992;
Aoki-Sei et al., 1992). In both blood and lymph tissues from
HIV-infected individuals, researchers at the National
Institutes of Health found viral burden and replication to be
substantially higher in patients with AIDS than in
early-stage patients (Pantaleo et al., 1993b). This group
also found deterioration of the architecture and
microenvironment of the lymphoid tissue to a greater extent
in late-stage patients than in asymptomatic individuals. The
dissolution of the follicular dendritic cell network of the
lymph node germinal center and the progressive loss of
antigen-presenting capacity are likely critical factors that
contribute to the immune deficiency seen in individuals with
AIDS (Pantaleo et al., 1993b).
More recently, the same group studied 15 long-term
non-progressors, defined as individuals infected for more
than seven years (usually more than 10 years) who received no
antiretroviral therapy and showed no decline in CD4+ T cells.
They found that viral burden and viral replication in the
peripheral blood and in lymph nodes, measured by DNA and RNA
PCR, respectively, were at least 10 times lower than in 18
HIV-infected individuals whose disease progression was more
typical. In addition, the lymph node architecture in
long-term non-progressors remained intact (Pantaleo et al.,
1995a).
Longitudinal studies also have quantified viral burden and
replication in the blood and their relationship to disease
progression (Schnittman et al., 1990a; Connor et al., 1993;
Saksela et al., 1994; Daar et al., 1995; Furtado et al.,
1995). In a study of asymptomatic HIV-infected individuals
who ultimately developed rapidly progressive disease, the
number of CD4+ T cells in which HIV DNA could be found
increased over time, whereas this did not occur in patients
with stable disease (Schnittman et al., 1990a). Using serial
blood samples from HIV-infected individuals who had a
precipitous drop in CD4+ T cells followed by a rapid
progression to AIDS, other groups found a significant
increase in the levels of HIV DNA concurrent with or prior to
CD4+ T cell decline (Connor et al., 1993; Daar et al., 1995).
Increased expression of HIV mRNA in peripheral blood
mononuclear cells has also been shown to precede clinically
defined progression of disease (Saksela et al., 1994).
In the longitudinal Multicenter AIDS Cohort Study (MACS),
homosexual and bisexual men for whom the time of
seroconversion had been documented had increasing levels of
both plasma HIV RNA and intracellular RNA as disease
progressed and had CD4+ T cell numbers that declined (Gupta
et al., 1993; Mellors et al., 1995). Men who remained
asymptomatic with stable CD4+ T cell numbers maintained
extremely low levels of viral RNA. These findings suggest
that plasma HIV RNA levels are a strong, CD4-independent
predictor of rapid progression to AIDS. Another longitudinal
study found that increasing plasma RNA levels were highly
predictive of the development of zidovudine (AZT) resistance
and death in patients on long-term therapy with that drug
(Vahey et al., 1994).
Other evidence suggests that changes in viral load due to
changes in therapy can predict clinical benefit in patients.
It was recently found that the amount of HIV RNA in the
peripheral blood decreased in patients who switched to
didanosine (ddI) after taking AZT and increased in patients
who continued to take AZT (NTIS, 1994; Welles et al., 1995).
Decreases in HIV RNA were associated with fewer progressions
to new, previously undiagnosed AIDS-defining diseases or
death. This study provided the first evidence that a
therapy-induced reduction of HIV viral load is associated
with clinical outcome. Similarly, studies of blood samples
collected serially from HIV-infected patients found that a
decrease in HIV RNA copy number in the first months following
treatment with AZT strongly correlated with improved clinical
outcome (O'Brien et al., 1994; Jurriaans et al., 1995).
The emergence of HIV variants that are more cytopathic and
replicate in a wider range of susceptible cells in vitro has
also been shown to correlate with disease progression in
HIV-infected individuals (Fenyo et al., 1988; Tersmette et
al., 1988, 1989a,b; Richman and Bozzette, 1994; Connor et
al., 1993, Connor and Ho, 1994a,b). Similar results have been
seen in vivo with macaques infected with molecularly cloned
SIV (Kodama et al., 1993). It has also been reported that HIV
isolates from patients who progress to AIDS have a higher
rate of replication compared with HIV isolates from
individuals who remain asymptomatic (Fenyo et al., 1988;
Tersmette et al., 1989a), and that rapidly replicating
variants of HIV emerge during the asymptomatic stage of
infection prior to disease progression (Tersmette et al.,
1989b; Connor and Ho, 1994b).
Immunologic Profile of People With AIDS
It is well established that a number of viral, rickettsial,
fungal, protozoal and bacterial infections can cause
transient T cell decreases (Chandra, 1983). Immune
deficiencies due to tumors, autoimmune diseases, rare
congenital disorders, chemotherapy and other factors have
been shown to render certain individuals susceptible to
opportunistic infections (Ammann, 1991). As mentioned above,
chronic malnutrition following World War II resulted in PCP
in Eastern European children (Walzer, 1990). Transplant
recipients treated with immunosuppressive drugs such as
cyclosporin and glucocorticoids often suffer recurrent
diseases due to pathogens such as varicella zoster virus and
cytomegalovirus that also cause disease in HIV-infected
individuals (Chandra, 1983; Ammann, 1991).
However, the specific immunologic profile that typifies
AIDS--a progressive reduction of CD4+ T cells resulting in
persistent CD4+ T lymphocytopenia and profound deficits in
cellular immunity--is extraordinarily rare in the absence of
HIV infection or other known causes of immunosuppression.
This was recently demonstrated in several surveys that sought
to determine the frequency of idiopathic CD4+ T-cell
lymphocytopenia (ICL), which is characterized by CD4+ T cell
counts lower than 300 cells per cubic millimeter (mm3) of
blood in the absence of HIV antibodies or conditions or
therapies associated with depressed levels of CD4+ T cells
(reviewed in Fauci, 1993b; Laurence, 1993).
In a CDC survey, only 47 (.02 percent) of 230,179 individuals
diagnosed with AIDS were both HIV-seronegative and had
persistently low CD4+ T cell counts (<300/mm3) in the absence
of conditions or therapies associated with immunosuppression
(Smith et al., 1993).
In the MACS, 22,643 CD4+ T cell determinations in 2,713
HIV-seronegative homosexual men revealed only one individual
with a CD4+ T cell count persistently lower than 300
cells/mm3, and this individual was receiving
immunosuppressive therapy (Vermund et al., 1993a). A similar
review of another cohort of homosexual and bisexual men found
no case of persistently lowered CD4+ T cell counts among 756
HIV-seronegative men who had no other cause of
immunosuppression (Smith et al., 1993). Analogous results
were reported from the San Francisco Men's Health Study, a
population-based cohort recruited in 1984. Among 206
HIV-seronegative heterosexual and 526 HIV-seronegative
homosexual or bisexual men, only one had consistently low
CD4+ T cell counts (Sheppard et al., 1993). This individual
also had low CD8+ T cell counts, suggesting that he had
general lymphopenia rather than a selective loss of CD4+ T
cells. No AIDS-defining clinical condition was observed among
these HIV-seronegative men.
Studies of blood donors, recipients of blood and blood
products, and household and sexual contacts of transfusion
recipients also suggest that persistently low CD4+ T cell
counts are extremely rare in the absence of HIV infection
(Aledort et al., 1993; Busch et al., 1994). Longitudinal
studies of injection-drug users have demonstrated that
unexplained CD4+ T lymphocytopenia is almost never seen among
HIV-seronegative individuals in this population, despite a
high risk of exposure to hepatitis B, cytomegalovirus and
other blood-borne pathogens (Des Jarlais et al., 1993; Weiss
et al., 1992).
Mechanisms of CD4+ T Cell Depletion
HIV infects and kills CD4+ T lymphocytes in vitro, although
scientists have developed immortalized T-cell lines in order
to propagate HIV in the laboratory (Popovic et al., 1984;
Zagury et al., 1986; Garry, 1989; Clark et al., 1991).
Several mechanisms of CD4+ T cell killing have been observed
in lentivirus systems in vitro and may explain the
progressive loss of these cells in HIV-infected individuals
(reviewed in Garry, 1989; Fauci, 1993a; Pantaleo et al.,
1993a). These mechanisms include disruption of the cell
membrane as HIV buds from the surface (Leonard et al., 1988)
or the intracellular accumulation of heterodisperse RNAs and
unintegrated DNA (Pauza et al., 1990; Koga et al., 1988).
Evidence also suggests that intracellular complexing of CD4
and viral envelope products can result in cell killing (Hoxie
et al., 1986).
In addition to these direct mechanisms of CD4+ T cell
depletion, indirect mechanisms may result in the death of
uninfected CD4+ T cells (reviewed in Fauci, 1993a; Pantaleo
et al., 1993a). Uninfected cells often fuse with infected
cells, resulting in giant cells called syncytia that have
been associated with the cytopathic effect of HIV in vitro
(Sodroski et al., 1986; Lifson et al., 1986). Uninfected
cells also may be killed when free gp120, the envelope
protein of HIV, binds to their surfaces, marking them for
destruction by antibody-dependent cellular cytotoxicity
responses (Lyerly et al., 1987). Other autoimmune phenomena
may also contribute to CD4+ T cell death since HIV envelope
proteins share some degree of homology with certain major
histocompatibility complex type II (MHC-II) molecules
(Golding et al., 1989; Koenig et al., 1988).
A number of investigators have suggested that superantigens,
either encoded by HIV or derived from unrelated agents, may
trigger massive stimulation and expansion of CD4+ T cells,
ultimately leading to depletion or anergy of these cells
(Janeway, 1991; Hugin et al., 1991). The untimely induction
of a form of programmed cell death called apoptosis has been
proposed as an additional mechanism for CD4+ T cell loss in
HIV infection (Ameisen and Capron, 1991; Terai et al., 1991;
Laurent-Crawford et al., 1991). Recent reports indicate that
apoptosis occurs to a greater extent in HIV-infected
individuals than in non-infected persons, both in the
peripheral blood and lymph nodes (Finkel et al., 1995;
Pantaleo and Fauci, 1995b; Muro-Cacho et al., 1995).
It has also been observed that HIV infects precursors of CD4+
T cells in the bone marrow and thymus and damages the
microenvironment of these organs necessary for the optimal
sustenance and maturation of progenitor cells (Schnittman et
al., 1990b; Stanley et al., 1992). These findings may help
explain the lack of regeneration of the CD4+ T cell pool in
patients with AIDS (Fauci, 1993a).
Recent studies have demonstrated a substantial viral burden
and active viral replication in both the peripheral blood and
lymphoid tissues even early in HIV infection (Fox et al.,
1989; Coombs et al., 1989; Ho et al., 1989; Michael et al.,
1992; Bagnarelli et al., 1992; Pantaleo et al., 1993b;
Embretson et al., 1993; Piatak et al., 1993). One group has
reported that 25 percent of CD4+ T cells in the lymph nodes
of HIV-infected individuals harbor HIV DNA early in the
course of disease (Embretson et al., 1993). Other data
suggest that HIV infection is sustained by a dynamic process
involving continuous rounds of new viral infection and the
destruction and replacement of over 1 billion CD4+ T cells
per day (Wei et al., 1995; Ho et al., 1995).
Taken together, these studies strongly suggest that HIV has a
central role in the pathogenesis of AIDS, either directly or
indirectly by triggering a series of pathogenic events that
contribute to progressive immunosuppression.
Koch's Postulates Fulfilled
Recent developments in HIV research provide some of the
strongest evidence for the causative role of HIV in AIDS and
fulfill the classical postulates for disease causation
developed by Henle and Koch in the 19th century (Koch's
postulates reviewed in Evans, 1976, 1989a; Harden, 1992).
Koch's postulates have been variously interpreted by many
scientists over the years. One scientist who asserts that HIV
does not cause AIDS has set forth the following
interpretation of the postulates for proving the causal
relationship between a microorganism and a specific disease
(Duesberg, 1987):
1) The microorganism must be found in all cases of the
disease.
2) It must be isolated from the host and grown in pure
culture.
3) It must reproduce the original disease when introduced
into a susceptible host.
4) It must be found in the experimental host so infected.
Recent developments in HIV/AIDS research have shown that HIV
fulfills these criteria as the cause of AIDS.
1) The development of DNA PCR has enabled researchers to
document the presence of cell-associated proviral HIV in
virtually all patients with AIDS, as well as in
individuals in earlier stages of HIV disease (Kwok et al.,
1987; Wages et al., 1991; Bagasra et al., 1992; Bruisten
et al., 1992; Petru et al., 1992; Hammer et al., 1993).
RNA PCR has been used to detect cell-free and/or
cell-associated viral RNA in patients at all stages of HIV
disease (Ottmann et al., 1991; Schnittman et al., 1991;
Aoki-Sei, 1992; Michael et al., 1992; Piatak et al.,
1993).
2) Improvements in co-culture techniques have allowed the
isolation of HIV in virtually all AIDS patients, as well
as in almost all seropositive individuals with both early-
and late-stage disease (Coombs et al., 1989; Schnittman et
al., 1989; Ho et al., 1989; Jackson et al., 1990).
1-4) All four postulates have been fulfilled in three
laboratory workers with no other risk factors who have
developed AIDS or severe immunosuppression after accidental
exposure to concentrated HIVIIIB in the laboratory (Blattner
et al., 1993; Reitz et al., 1994; Cohen, 1994c). Two patients
were infected in 1985 and one in 1991. All three have shown
marked CD4+ T cell depletion, and two have CD4+ T cell counts
that have dropped below 200/mm3 of blood. One of these latter
individuals developed PCP, an AIDS indicator disease, 68
months after showing evidence of infection and did not
receive antiretroviral drugs until 83 months after the
infection. In all three cases, HIVIIIB was isolated from the
infected individual, sequenced, and shown to be the original
infecting strain of virus.
In addition, as of Dec. 31, 1994, CDC had received reports of
42 health care workers in the United States with documented,
occupationally acquired HIV infection, of whom 17 have
developed AIDS in the absence of other risk factors (CDC,
1995a). These individuals all had evidence of HIV
seroconversion following a discrete percutaneous or
mucocutaneous exposure to blood, body fluids or other
clinical laboratory specimens containing HIV.
The development of AIDS following known HIV seroconversion
also has been repeatedly observed in pediatric and adult
blood transfusion cases (Ward et al., 1989; Ashton et al.,
1994), in mother-to-child transmission (European
Collaborative Study, 1991, 1992; Turner et al., 1993; Blanche
et al., 1994), and in studies of hemophilia, injection drug
use, and sexual transmission in which the time of
seroconversion can be documented using serial blood samples
(Goedert et al., 1989; Rezza et al., 1989; Biggar, 1990;
Alcabes et al., 1993a,b; Giesecke et al., 1990; Buchbinder et
al., 1994; Sabin et al., 1993).
In many such cases, infection is followed by an acute
retroviral syndrome, which further strengthens the
chronological association between HIV and AIDS (Pedersen et
al., 1989, 1993; Schechter et al., 1990; Tindall and Cooper,
1991; Keet et al., 1993; Sinicco et al., 1993; Bachmeyer et
al., 1993; Lindback et al., 1994).
Evidence From Animal and Laboratory Models
A recent study demonstrated that an HIV variant that causes
AIDS in humans--HIV-2--also causes a similar syndrome when
injected into baboons (Barnett et al., 1994). Over the course
of two years, HIV-2-infected animals exhibited a significant
decline in immune function, as well as lymphocytic
interstitial pneumonia (which often afflicts children with
AIDS), the development of lesions similar to those seen in
Kaposi's sarcoma, and severe weight loss akin to the wasting
syndrome that occurs in human AIDS patients. Other studies
suggest that pigtailed macaques also develop AIDS-associated
diseases subsequent to HIV-2 infection (Morton et al., 1994).
Asian monkeys infected with clones of the simian
immunodeficiency virus (SIV), a lentivirus closely related to
HIV, also develop AIDS-like syndromes (reviewed in
Desrosiers, 1990; Fultz, 1993). In macaque species, various
cloned SIV isolates induce syndromes that parallel HIV
infection and AIDS in humans, including early lymphadenopathy
and the occurrence of opportunistic infections such as
pulmonary Pneumocystis carinii infection, cytomegalovirus,
cryptosporidium, candida and disseminated MAC (Letvin et al.,
1985; Kestler et al., 1990; Dewhurst et al., 1990; Kodama et
al., 1993).
In cell culture experiments, molecular clones of HIV are
tropic for the same cells as clinical HIV isolates and
laboratory strains of the virus and show the same pattern of
cell killing (Hays et al., 1992), providing further evidence
that HIV is responsible for the immune defects of AIDS.
Moreover, in severe combined immunodeficiency (SCID) mice
with human thymus/liver implants, molecular clones of HIV
produce the same patterns of cell killing and pathogenesis as
seen with clinical isolates (Bonyhadi et al., 1993;
Aldrovandi et al., 1993).
Geographic Considerations
Convincing evidence that HIV causes AIDS also comes from the
geographic correlation between rates of HIV antibody
positivity and incidence of disease. Numerous studies have
shown that AIDS is common only in populations with a high
seroprevalence of HIV antibodies. Conversely, in populations
in which HIV antibody seroprevalence is low, AIDS is
extremely rare (U.S. Bureau of the Census, 1994).
Malawi, a country in southern Africa with 8.2 million
inhabitants, reported 34,167 cases of AIDS to the WHO as of
December 1994 (WHO, 1995a). This is the highest case rate in
the region. The rate of HIV seroprevalence in Malawi is also
high, as evidenced by serosurveys of pregnant women and blood
donors (U.S. Bureau of the Census, 1994). In one survey,
approximately 23 percent of more than 6,600 pregnant women in
urban areas were HIV-positive (Dallabetta et al., 1993).
Approximately 20 percent of 547 blood donors in a 1990 survey
were HIV-positive (Kool et al., 1990).
In contrast, Madagascar, an island country off the southeast
coast of Africa with a population of 11.3 million, reported
only nine cases of AIDS to the WHO through December 1994
(WHO, 1995a). HIV seroprevalence is extremely low in this
country; in recent surveys of 1,629 blood donors and 1,111
pregnant women, no evidence of HIV infection was found
(Rasamindrakotroka et al., 1991). Yet, other sexually
transmitted diseases are common in Madagascar; a 1989
seroepidemiologic study for syphilis found that 19.5 percent
of 12,457 persons tested were infected (Latif, 1994; Harms et
al., 1994). It is likely that due to the relative geographic
isolation of this island nation, HIV was introduced late into
its population. However, the high rate of other STDs such as
syphilis would predict that HIV will spread in this country
in the future.
Similar patterns have been noted in Asia. Thailand reported
13,246 cases of AIDS to the WHO through December 1994, up
from only 14 cases through 1988 (WHO, 1995a). This rise has
paralleled the spread of HIV infection in Thailand. Through
1987, fewer than .05 percent of 200,000 Thais from all risk
groups were HIV-seropositive (Weniger et al., 1991). By 1993,
3.7 percent of 55,000 inductees into the Royal Thai Army
tested positive for HIV antibodies, up from 0.5 percent of
men recruited in 1989 (U.S. Bureau of the Census Database,
December 1994). Seropositivity among brothel prostitutes in
Thailand rose from 3.5 percent in June 1989 to 27.1 percent
in June 1993 (Hanenberg et al., 1994). By mid-1993, an
estimated 740,00 people were infected with HIV in Thailand
(Brown and Sittitrai, 1994). By the year 2000, researchers
estimate that there may be 1.4 million cumulative HIV
infections and 480,000 AIDS cases in that country (Cohen,
1994b).
By comparison, South Korea reported only 25 cases of AIDS to
the WHO through Dec. 1994 (WHO, 1995a). In serosurveys in
that country conducted in 1993, HIV seroprevalence was .008
percent among female prostitutes and .00007 percent among
blood donors (Shin et al., 1994).
Evidence From Blood Donor-Recipient Pairs
By the end of 1994, 7,223 cumulative cases of AIDS in the
United States resulting from blood transfusions or the
receipt of blood components or tissue had been reported to
the CDC (CDC, 1995a). Virtually all of these cases can be
traced to transfusions before the screening of the blood
supply for HIV commenced in 1985 (Jones et al., 1992; Selik
et al., 1993).
Compelling evidence supporting a cause-and-effect
relationship between HIV and AIDS has come from studies of
transfusion recipients with AIDS who have received blood from
at least one donor with HIV infection. In the earliest such
study (before the discovery of HIV), seven patients with
transfusion-acquired AIDS were shown to have received a total
of 99 units of blood components. At least one donor to each
patient was identified who had AIDS-like symptoms or
immunosuppression (Curran et al., 1984).
With the identification of HIV and the development of
serologic assays for the virus in 1984, it became possible to
trace infected donors (Sarngadharan et al., 1984). The first
reports of donor-recipient pairs appeared later that year
(Feorino et al., 1984; Groopman et al., 1984). In one
instance, HIV was isolated from both donor and recipient, and
both had developed AIDS (Feorino et al., 1984); in the other,
the recipient was HIV antibody-positive and had developed
AIDS, and the donor had culturable virus in his blood and was
in a group considered to be at high risk for AIDS (Groopman
et al., 1984). Molecular analysis of HIV isolates from these
donor-recipient pairs found that the viruses were slightly
different but much more similar than would be expected by
chance alone (Feorino et al., 1984; Groopman et al., 1984).
In a subsequent study of patients with transfusion-acquired
AIDS, 28 of 28 individuals had antibodies to HIV, and each
had received blood from an HIV-infected donor (Jaffe et al.,
1985b). Similar results were reported from a set of 18
patients with transfusion-acquired AIDS, each of whom had
received blood from an HIV-infected donor (McDougal et al.,
1985b). Fifteen of the 18 donors in this study had low
CD4+/CD8+ T cell ratios, an immune defect seen in pre-AIDS
and AIDS patients.
Another group studied seropositive recipients of blood from
112 donors in whom AIDS later developed and from 31 donors
later found to be positive for HIV antibody. Of 101
seropositive recipients followed for a median of 55 months
after infection, 43 developed AIDS (Ward et al., 1989).
More recently, Australian investigators identified 25
individuals with transfusion-acquired HIV whose infection
could be traced to eight individuals who donated blood
between 1980 and 1985, and subsequently developed AIDS. By
1992, nine of the 25 HIV-infected blood recipients had
developed AIDS, with progression to AIDS and death more rapid
among the recipients who received blood from the
faster-progressing donors (Ashton et al., 1994).
Impact of HIV Infection on Mortality of Hemophiliacs
As noted above, HIV has been detected in stored blood samples
taken from hemophiliac patients in the United States as early
as 1978 (Aronson, 1993). By 1984, 55 to 78 percent of U.S.
hemophilic patients were HIV-infected (Lederman et al., 1985;
Andes et al., 1989). A more recent survey found 46 percent of
9,496 clotting-factor recipients to be HIV-infected, only 9
of whom had a definitive date of seroconversion subsequent to
April 1987 (Fricke et al., 1992). By Dec. 31, 1994, 3,863
individuals in the United States with hemophilia or
coagulation disorders had been diagnosed with AIDS (CDC,
1995a).
The impact of HIV on the life expectancy of hemophiliacs has
been dramatic. In a retrospective study of mortality among
701 hemophilic patients in the United States, median life
expectancy for males with hemophilia increased from 40.9
years at the beginning of the century (1900-1920) to a high
of 68 years after the introduction of factor therapy (1971 to
1980). In the era of AIDS (1981 to 1990), life expectancy
declined to 49 years (Jones and Ratnoff, 1991).
Another analysis found that the death rate for individuals
with hemophilia A in the United States rose three-fold
between the periods 1979-1981 and 1987-1989. Median age at
death decreased from 57 years in 1979-1981 to 40 years in
1987-1989 (Chorba et al., 1994).
In the United Kingdom, 6,278 males diagnosed with hemophilia
were living during the period 1977-91. During 1979-86, 1,227
were infected with HIV during transfusion therapy. Among
2,448 individuals with severe hemophilia, the annual death
rate was stable at 8 per 1,000 during 1977-84; during 1985-92
death rates remained at 8 per 1,000 among HIV-seronegative
persons with severe hemophilia but rose steeply in those who
were seropositive, reaching 81 per 1,000 in 1991-92. Among
3,830 with mild or moderate hemophilia, the pattern was
similar, with an initial death rate of 4 per 1,000 in
1977-84, rising to 85 per 1,000 in 1991-92 among seropositive
individuals (Darby et al., 1995).
In a British cohort of hemophiliacs infected with HIV between
1979 and 1985 and followed prospectively, 50 of 111 patients
had died by the end of 1994, 43 after a diagnosis of AIDS.
Only eight of the 61 living patients had CD4+ T cell counts
above 500/mm3 (Lee et al., 1995).
Pediatric AIDS
Newborn infants have no behavioral risk factors, yet 6,209
children in the United States have developed AIDS through
Dec. 31, 1994 (CDC, 1995a).
Studies have consistently shown that of infants born to
HIV-infected mothers, only the 15-40 percent of infants who
become HIV-infected before or during birth go on to develop
immunosuppression and AIDS, while babies who are not
HIV-infected do not develop AIDS (Katz, 1989; d'Arminio et
al., 1990; Prober and Gershon, 1991; European Collaborative
Study, 1991; Lambert et al., 1990; Lindgren et al. 1991;
Andiman et al., 1990; Johnson et al., 1989; Rogers et al.,
1989; Hutto et al., 1991). Moreover, in those infants who do
acquire HIV and develop AIDS, the rate of disease progression
varies directly with the severity of the disease in the
mother at the time of delivery (European Collaborative Study,
1992; Blanche et al., 1994).
Almost all infants born to seropositive mothers have
detectable HIV antibody, which may persist for as long as 15
months. In most cases, the presence of this antibody does not
represent actual infection with HIV, but is antibody from the
HIV-infected mother that diffuses across the placenta. In a
French study of 22 infants born to HIV-infected mothers,
seven babies had antibodies to HIV after one year and all
developed AIDS. In these seven infants, the presence of HIV
antibodies marked actual infection with HIV, not merely
antibodies acquired from the mother. The other 15 children
showed a complete loss of maternally acquired HIV antibodies,
were not actually infected, and remained healthy. Of the
babies who developed AIDS, virus was found in four of four
infants tested. HIV was not found in the 15 children who
remained healthy (Douard et al., 1989; Gallo, 1991).
In the European Collaborative Study, children born to
HIV-seropositive mothers are followed from birth in 10
European centers. A majority of the mothers have a history of
injection drug use. A recent report showed that none of the
343 children who had lost maternally transferred HIV
antibodies (i.e. they were truly HIV-negative) had developed
AIDS or persistent immune deficiency. In contrast, among 64
children who were truly HIV-infected (i.e. they remained HIV
antibody positive), 30 percent presented with AIDS within 6
months of age or with oral candidiasis followed rapidly by
the onset of AIDS. By their first birthday, 17 percent died
of HIV-related diseases (European Collaborative Study, 1991).
In a multicenter study in Bangkok, Thailand, 105 children
born to HIV-infected mothers were recently evaluated at 6
months of age (Chearskul et al., 1994). Of 27 infants
determined to be HIV-infected by polymerase chain reaction,
24 developed HIV-related symptoms, including six who
developed CDC-defined AIDS and four who died with conditions
clinically consistent with AIDS. Among 77 exposed but
uninfected infants, no deaths occurred.
In a study of 481 infants in Haiti, the survival rate at 18
months was 41 percent for HIV-infected infants, 84 percent
among uninfected infants born to seropositive women, and 95
percent among infants born to seronegative women (Boulos et
al., 1994).
Investigators have also reported cases of HIV-infected
mothers with twins discordant for HIV-infection in which the
HIV-infected child developed AIDS, while the other child
remained clinically and immunologically normal (Park et al.,
1987; Menez-Bautista et al., 1986; Thomas et al., 1990; Young
et al., 1990; Barlow and Mok, 1993; Guerrero Vazquez et al.,
1993).
Single Source Outbreak of Pediatric AIDS
Other researchers have used molecular epidemiology to find a
single source of HIV for an outbreak of pediatric AIDS cases
in Russia. In that country between 1988 and 1990, over 250
children were infected with HIV after exposure to non-sterile
needles. By June 1994, 43 of these children had died of AIDS
(Irova et al., 1993). In a recent report on 22 of these
children from two hospitals, 12 had developed AIDS. Molecular
analysis of HIV isolates from all 22 children showed the
isolates to be very closely related, confirming
epidemiological data that these two outbreaks resulted from a
single source: an infant born to an HIV-infected mother whose
husband was infected in central Africa (Bobkov et al., 1994).
Answering the Skeptics: the "Risk-AIDS" or "Behavioral"
Hypothesis
Skeptics of the role of HIV in AIDS have espoused a
"risk-AIDS" or a "drug-AIDS" hypothesis (Duesberg,
1987-1994), asserting at different times that factors such as
promiscuous homosexual activity; repeated venereal infections
and antibiotic treatments; the use of recreational drugs such
as nitrite inhalants, cocaine and heroin; immunosuppressive
medical procedures; and treatment with the drug AZT are
responsible for the epidemic of AIDS.
Such arguments have been repeatedly contradicted. Compelling
evidence against the risk-AIDS hypothesis has come from
cohort studies of high-risk groups in which all individuals
with AIDS-related conditions are HIV-antibody positive, while
matched, HIV-antibody negative controls do not develop AIDS
or immunosuppression, despite engaging in high-risk
behaviors.
In a prospectively studied cohort in Vancouver (Schechter et
al., 1993a), 715 homosexual men were followed for a median of
8.6 years. Among 365 HIV-positive individuals, 136 developed
AIDS. No AIDS-defining illnesses occurred among 350
HIV-negative men despite the fact that these men reported
appreciable levels of nitrite use, other recreational drug
use, and frequent receptive anal intercourse. The average
rate of CD4+ T cell decline was 50 cells/mm3 per year in the
HIV-positive men, while the HIV-negative men showed no
decline. Significantly, the decline of CD4+ T cell counts in
HIV-positive men and the stability of CD4+ T cell counts in
HIV-negative men were apparent whether or not nitrite
inhalants were used. There were 101 AIDS-related deaths among
the HIV-seropositive men, including six unrelated to HIV
infection. In the seronegative group, only two deaths
occurred: one heart attack and one suicide. In this study,
lifetime prevalences of risk behaviors were similar in the
136 HIV-seropositive men who developed AIDS and in the 226
HIV-seropositive men who did not develop AIDS: use of nitrite
inhalants, 88 percent in both groups; use of other illicit
drugs, 75 percent and 80 percent, respectively; more than 25
percent of sexual encounters involving receptive anal
intercourse, 78 percent and 82 percent, respectively. Among
HIV-seronegative men (none of whom developed AIDS), the
lifetime prevalences of these behaviors were somewhat lower,
but substantial: 56 percent, 74 percent and 58 percent,
respectively.
Similar results were reported from the San Francisco Men's
Health Study, a cohort of single men recruited in San
Francisco in 1984 without regard to sexual preference,
lifestyle or serostatus (Ascher et al., 1993a). During 96
months of follow-up, 215 cases of AIDS had occurred among 445
HIV-antibody positive homosexual men, 174 of whom had died.
Among 367 antibody-negative homosexual men and 214
antibody-negative heterosexual men, no AIDS cases and eight
deaths unrelated to AIDS-defining conditions were observed.
The authors found no overall effect of drug consumption,
including nitrites, on the development of Kaposi's sarcoma or
other AIDS-defining conditions, nor an effect of the extent
of the participants' drug use on these conditions. A
consistent loss of CD4+ T cells was limited to HIV-positive
subjects, among whom there was no discernible difference in
CD4+ T cell counts related to drug-taking behavior. Among
HIV-seronegative men, moderate or heavy drug users had higher
CD4+ T cell counts than non-users.
Observational studies of HIV-infected individuals have found
that drug use does not accelerate progression to AIDS (Kaslow
et al., 1989; Coates et al., 1990; Lifson et al., 1990;
Robertson et al., 1990). In a Dutch cohort of
HIV-seropositive homosexual men, no significant differences
in sexual behavior or use of cannabis, alcohol, tobacco,
nitrite inhalants, LSD or amphetamines were found between men
who remained asymptomatic for long periods and those who
progressed to AIDS (Keet et al., 1994). Another study, of
five cohorts of homosexual men for whom dates of
seroconversion were well-documented, found no association
between HIV disease progression and history of sexually
transmitted diseases, number of sexual partners, use of AZT,
alcohol, tobacco or recreational drugs (Veugelers et al.,
1994).
Similarly, in the San Francisco City Clinic Cohort, recruited
in the late 1970s and early 1980s in conjunction with
hepatitis B studies, no consistent differences in exposure to
recreational drugs or sexually transmitted diseases were seen
between HIV-infected men who progressed to AIDS and those who
remained healthy (Buchbinder et al., 1994).
Because many children with AIDS are born to mothers who abuse
recreational drugs (Novick and Rubinstein, 1987; European
Collaborative Study, 1991), it has been postulated that the
mothers' drug consumption is responsible for children
developing AIDS (Duesberg, 1987-1994). This theory is
contradicted by numerous reports of infants with AIDS born to
women infected with HIV through heterosexual contact or
transfusions who do not use drugs (CDC, 1995a). As noted
above, the only factor that predicts whether a child will
develop AIDS is whether he or she is infected with HIV, not
maternal drug use.
AIDS and Injection Drug Users
Central to the "risk-AIDS" hypothesis is the notion that
chronic injection drug use causes AIDS (Duesberg, 1992), a
view that is contradicted by numerous studies.
Although some evidence suggests injection drug use can cause
certain immunologic abnormalities, such as reduction in
natural killer (NK) cell activity (reviewed in Kreek, 1990),
the specific immune deficit that leads to AIDS--a progressive
reduction of CD4+ T cells resulting in persistent CD4+ T
lymphocytopenia--is rare in HIV-seronegative injection drug
users in the absence of other immunosuppressive conditions
(Des Jarlais et al., 1993; Weiss et al., 1992).
In a survey of 229 HIV-seronegative injection drug users in
New York City, mean CD4+ T cell counts of the group were
consistently over 1000/mm3 (Des Jarlais et al., 1993). Only
two individuals had two CD4+ T cell measurements of fewer
than 300/mm3, one of whom died with cardiac disease and
non-Hodgkin's lymphoma listed as the cause of death. In a
study of 180 HIV-seronegative injection drug users in New
Jersey, the participants' average CD4+ T cell count was
1169/mm3 (Weiss et al., 1992). Two of these individuals, both
with generalized lymphocytopenia, had CD4+ T cell counts less
than 300/mm3.
In the MACS, median CD4+ T cell counts of 63 HIV-seronegative
injection drug users rose from 1061/mm3 to 1124/mm3 in a 15
to 21 month follow-up period (Margolick et al., 1992). In a
cross-sectional study, 11 HIV-seronegative, long-term heroin
addicts had mean CD4+ T cell counts of 1500/mm3, while 11
healthy controls had CD4+ T cell counts of 820 cells/mm3
(Novick et al., 1989).
Recent data also refute the notion that a certain lifetime
dosage of injection drugs is sufficient to cause AIDS in
HIV-seronegative individuals. In a Dutch study, investigators
compared 86 HIV-seronegative individuals who had been
injecting drugs for a mean of 7.6 years with 70
HIV-seropositive people who had injected drugs for a mean of
9.1 years. Upon enrollment in 1989, CD4+ T cell counts were
914/mm3 in the HIV-seronegative group, and 395/mm3 in the
seropositive group. By 1994, there were 25 deaths
attributable to AIDS-defining conditions in the seropositive
group; among HIV-seronegative individuals, eight deaths
occurred, none due to AIDS-defining diseases (Cohen, 1994a).
Excess mortality among HIV-infected injection drug users as
compared to HIV-seronegative users has also been observed by
other investigators. In a prospective Italian study of 2,431
injection drug users enrolled in drug treatment programs from
1985 to 1991, HIV-seropositive individuals were 4.5 times
more likely to die than HIV-seronegative subjects (Zaccarelli
et al., 1994). No deaths due to AIDS-defining conditions were
seen among 1,661 HIV-seronegative individuals, 41 of whom
died of other conditions, predominantly overdose, liver
disease and accidents. Among 770 individuals who were
HIV-seropositive at study entry or who seroconverted during
the study period, 89 died of AIDS-related conditions and 52
of other conditions.
In HIV-seropositive individuals, a number of investigators
have found no statistical association between injection drug
use and decline of CD4+ T cell counts (Galli et al., 1989,
1991; Schoenbaum et al., 1989; Margolick et al., 1992, 1994;
Montella et al., 1992; Alcabes et al., 1993b, 1994; Galai et
al., 1995), nor a difference in disease progression between
active versus former users of injection drugs (Weber et al.,
1990; Galli et al., 1991; Montella et al., 1992; Italian
Seroconversion Study, 1992).
Taken together, these studies suggest that any negative
effects of injection drugs on CD4+ T cell levels are limited
and may explain why many investigators have found that
HIV-seropositive injection drug users have rates of disease
progression that are similar to other HIV-infected
individuals (Rezza et al., 1990; Montella et al., 1992; Galli
et al., 1989; Selwyn et al., 1992; Munoz et al., 1992;
Italian Seroconversion Study, 1992; MAP Workshop, 1993;
Pezzotti et al., 1992; Margolick et al., 1992, 1994; Alcabes,
1993b, 1994; Galai et al., 1995).
Sex and the AIDS Epidemic
It has been asserted ". . . in America, only promiscuity
aided by aphrodisiac and psychoactive drugs, practiced mostly
by 20 to 40 year-old male homosexuals and some heterosexuals,
seems to correlate with AIDS diseases" (Duesberg, 1991). Even
a cursory review of history provides evidence to the
contrary: such behaviors have existed for decades --in some
cases centuries--and have increased only in a relative sense
in recent years, if at all, whereas AIDS clearly is a new
phenomenon.
If promiscuity were a cause of AIDS, one would have expected
cases to have occurred among prostitutes (male or female)
prior to 1978. Reports of such cases are lacking, even though
prostitution has been present in most if not all cultures
throughout history.
In this country, trends in gonorrheal infections suggest that
extramarital sexual activity was extensive in the pre-AIDS
era. Cases of gonorrhea in the United States peaked at
approximately 1 million in 1978; between 250,000 and 530,000
cases were reported each year in the 1960s, approximately
250,000 cases each year in the 1950s, and between 175,000 and
380,000 cases annually in the 1940s (CDC, 1987c, 1993b).
Despite the frequency of sexually transmitted diseases, only
a handful of documented cases of AIDS in the United States
prior to 1978 have been reported.
Historians, archaeologists and sociologists have documented
extensive homosexual activity dating from the ancient Greeks
to the well-established homosexual subculture in the United
States in the 20th century (Weinberg and Williams, 1974;
Gilbert, 1980-81; Saghir and Robins, 1973; Reinisch et al.,
1990; Doll et al., 1990; Katz, 1992; Friedman and Downey,
1994). Depictions of anal intercourse, both male and female,
can be found in the art and literature of numerous cultures
on all inhabited continents (Reinisch et al., 1990). In the
1940s, Kinsey et al. reported that 37 percent of all American
males surveyed had at least some overt homosexual experience
to the point of orgasm between adolescence and old age and
that 10 percent of men were exclusively or predominantly
homosexual between the ages of 16 and 55 (Kinsey et al.,
1948). More recent surveys have found that 2 to 5 percent of
men are homosexual or bisexual (reviewed in Friedman and
Downey, 1994; Seidman and Rieder, 1994; Laumann, 1994).
Many homosexuals had multiple sexual partners in the pre-AIDS
era: a 1969 survey found that more than 40 percent of white
homosexual males and one-third of black homosexual males had
at least 500 partners in their lifetime, and an additional
one-fourth reported between 100 and 500 partners (Bell and
Weinberg, 1978). A majority of these men reported that more
than half their partners had been strangers before the sexual
encounters (Bell and Weinberg, 1978). Further evidence of
extensive homosexual behavior in the years preceding the AIDS
epidemic comes from reports of numerous cases of rectal
gonorrheal and anal herpes simplex virus infections among men
(Jefferiss, 1956; Scott and Stone, 1966; Pariser and Marino,
1970; Owen and Hill, 1972; British Cooperative Clinical
Group, 1973; Jacobs, 1976; Judson et al., 1977; Merino and
Richards, 1977; McMillan and Young, 1978).
Drug Use in the Pre-AIDS Era
A temporal association between the onset of extensive use of
recreational drugs and the AIDS epidemic is also lacking. The
widespread use of opiates in the United States has existed
since the middle of the 19th century (Courtwright, 1982); as
many as 313,000 Americans were addicted to opium and morphine
prior to 1914. Heroin use spread throughout the country in
the 1920s and 1930s (Courtwright, 1982), and the total number
of active heroin users peaked at about 626,000 in 1971
(Greene et al., 1975; Friedland, 1989). Opiates were
initially administered by oral or inhalation routes, but by
the 1920s addicts began to inject heroin directly into their
veins (Courtwright, 1982). In 1940, intravenous use of
opiates was seen in 80 percent of men admitted to a large
addiction research center in Kentucky (Friedland, 1989).
While cocaine use increased markedly during the 1970s (Kozel
and Adams, 1986), the use of the drug, frequently with
morphine, is well-documented in the United States since the
late 19th century (Dale, 1903; Ashley, 1975; Spotts and
Shontz, 1980). For example, a survey in 1902 reported that
only 3 to 8 percent of the cocaine sold in New York, Boston
and other cities went into the practice of medicine or
dentistry (Spotts and Shontz). After a period of relative
obscurity, cocaine became increasingly popular in the late
1950s and 1960s. Over 70 percent of 1,100 addicts at the
addiction research center in Kentucky in 1968 and 1969
reported use or abuse of cocaine (Chambers, 1974).
The recreational use of nitrite inhalants ("poppers") also
predates the AIDS epidemic. Reports of the widespread use of
these drugs by young men in the 1960s were the impetus for
the reinstatement by the Food and Drug Administration of the
prescription requirement for amyl nitrite in 1968 (Israelstam
et al., 1978; Haverkos and Dougherty, 1988). Since the early
years of the AIDS epidemic, the use of nitrite inhalants has
declined dramatically among homosexual men, yet the number of
AIDS cases continues to increase (Ostrow et al., 1990, 1993;
Lau et al., 1992).
In the general population, the number of individuals aged 25
to 44 years reporting current use of marijuana, cocaine,
inhalants, hallucinogens and cigarettes declined between 1974
and 1992, while the AIDS epidemic worsened (Substance Abuse
and Mental Health Services Administration, 1994).
AZT and AIDS
Although some individuals maintain that treatment with
zidovudine (AZT) has compounded the AIDS epidemic (Duesberg,
1992), published reports of both placebo-controlled clinical
trials and observational studies provide data to the
contrary.
In patients with symptomatic HIV disease, for whom a
beneficial effect is measured in months, AZT appears to slow
disease progression and prolong life, according to
double-blind, placebo-controlled clinical studies (reviewed
in Sande et al., 1993; McLeod and Hammer, 1992; Volberding
and Graham, 1994). A clinical trial known as BW 002 compared
AZT with placebo in 282 patients with AIDS or advanced signs
or symptoms of HIV disease. In this study, which led to the
approval of AZT by the FDA, only one of 145 patients treated
with AZT died compared with 19 of 137 placebo recipients in a
six month period. Opportunistic infections occurred in 24 AZT
recipients and 45 placebo recipients. In addition to reducing
mortality, AZT was shown to have reduced the frequency and
severity of AIDS-associated opportunistic infections,
improved body weight, prevented deterioration in Karnofsky
performance score, and increased counts of CD4+ T lymphocytes
in the peripheral blood (Fischl et al., 1987; Richman et al.,
1987). Continued follow-up in 229 of these patients showed
that the survival benefit of AZT extended to at least 21
months after the initiation of therapy; survival in the
original treatment group was 57.6 percent at that time,
whereas survival among members of the original placebo group
was 51.5 percent at nine months (Richman and Andrews, 1988;
Fischl et al., 1989).
In another placebo-controlled study known as ACTG 016, which
enrolled 711 symptomatic HIV-infected patients with CD4+ T
cell counts between 200 and 500 cells/mm3, those taking AZT
were less likely to experience disease progression than those
on placebo during a median study period of 11 months (Fischl
et al., 1990). In this study, no difference in disease
progression was noted among participants who began the trial
with CD4+ T cell counts greater than 500/mm3.
A Veteran's Administration study of 338 individuals with
early symptoms of HIV disease and CD4+ T cell counts between
200 and 500 cells/mm3 found that immediate therapy
significantly delayed disease progression compared with
deferred therapy, but did not lengthen (or shorten) survival
after an average study period of more than two years
(Hamilton et al., 1992).
Among asymptomatic HIV-infected individuals, several
placebo-controlled clinical trials suggest that AZT can delay
disease progression for 12 to 24 months but ultimately does
not increase survival. Significantly, long-term follow-up of
persons participating in these trials, although not showing
prolonged benefit of AZT, has never indicated that the drug
increases disease progression or mortality (reviewed in
McLeod and Hammer, 1992; Sande et al., 1993; Volberding and
Graham, 1994). The lack of excess AIDS cases and death in the
AZT arms of these large trials effectively rebuts the
argument that AZT causes AIDS.
During a 4.5 year follow-up period (mean 2.6 years) of a
trial known as ACTG 019, no differences were seen in overall
survival between AZT and placebo groups among 1,565
asymptomatic patients entering the study with fewer than 500
CD4+ T cells/mm3 (Volberding et al., 1994). In that study,
AZT was superior to placebo in delaying progression to AIDS
or advanced ARC for approximately one year, and a more
prolonged benefit was seen among a subset of patients.
The Concorde study in Europe enrolled 1,749 asymptomatic
patients with CD4+ T cell counts less than 500/mm3. In that
study, no statistically significant differences in
progression to advanced disease were observed after three
years between individuals taking AZT immediately and those
who deferred AZT therapy or did not take the drug (Concorde
Coordinating Committee, 1994). However, the rate of
progression to death, AIDS or severe ARC was slower among the
"immediate" AZT group during the first year of therapy.
Although the Concorde study did not show a significant
benefit over time with the early use of AZT, it clearly
demonstrated that AZT was not harmful to the patients in the
"immediate" AZT group as compared to the "deferred" AZT
group.
A European-Australian study (EACG 020) of 993 patients with
CD4+ T cell counts greater than 400/mm3 showed no differences
between AZT and placebo arms of the trial during a median
study period of 94 weeks, although AZT did delay progression
to certain clinical and immunological endpoints for up to
three years (Cooper et al., 1993). Both this study and the
Concorde study reported little severe AZT-related hematologic
toxicity at doses of 1,000 mg/day, which is twice the
recommended daily dose in the United States.
Uncontrolled studies have found increased survival and/or
reduced frequency of opportunistic infections in patients
with HIV disease and AIDS who were treated with AZT or other
anti-retrovirals (Creagh-Kirk et al., 1988; Moore et al.,
1991a,b; Ragni et al., 1992; Schinaia et al., 1991; Koblin et
al., 1992; Graham et al., 1991, 1992, 1993; Longini, 1993;
Vella et al., 1992, 1994; Saah et al., 1994; Bacellar et al.,
1994). In the Multicenter AIDS Cohort Study, for example,
HIV-infected individuals treated with AZT had significantly
reduced mortality and progression to AIDS for follow-up
intervals of six, 12, 18 and 24 months compared to those not
taking AZT, even after adjusting for health status, CD4+ T
cell counts and PCP prophylaxis (Graham et al., 1991, 1992).
In addition, several cohort studies show that life expectancy
of individuals with AIDS has increased since the use of AZT
became common in 1986-87. Among 362 homosexual men in
hepatitis B vaccine trial cohorts in New York City, San
Francisco and Amsterdam, the time from seroconversion to
death, a period not influenced by variations in diagnosing
AIDS, has lengthened slightly in recent years (Hessol et al.,
1994). In a Dutch study of 975 males and females with HIV
infection, median survival with AIDS increased from nine
months in 1982-1985, to 26 months in 1990 (Bindels et al.,
1994). Even taking into consideration the benefits of
improved PCP prophylaxis and treatment, if AZT were
contributing to or causing disease, one would expect a
decrease in survival figures, rather than an increase that
parallels the use of AZT.
In an analysis from the San Francisco Men's Health Study, the
investigators note that 169 (73 percent) of 233 AIDS patients
had been treated with AZT at one time or another. However, 90
(53 percent of the 169) were diagnosed with clinical AIDS
before beginning AZT treatment, and another 51 (30 percent of
the 169) had CD4+ T cell counts lower than 200/mm3 before
initiation of AZT treatment (Ascher et al., 1995). The
authors conclude, "These data are not consistent with the
hypothesis of a causal role for AZT in AIDS."
Disease Progression Despite Antibodies
It has been argued that HIV cannot cause AIDS because the
body develops HIV-specific antibodies following primary
infection (Duesberg, 1992). This reasoning ignores numerous
examples of viruses other than HIV that can be pathogenic
after evidence of immunity appears (Oldstone, 1989). Primary
poliovirus infection is a classic example of a disease in
which high titers of neutralizing antibodies develop in all
infected individuals, yet a small percentage of individuals
develop subsequent paralysis (Kurth, 1990). Measles virus may
persist for years in brain cells, eventually causing a
chronic neurological disease despite the presence of
antibodies (Gershon, 1990). Viruses such as cytomegalovirus,
herpes simplex and varicella zoster may be activated after
years of latency even in the presence of abundant antibodies
(Weiss and Jaffe, 1990). Lentiviruses with long and variable
latency periods, such as visna virus in sheep, cause central
nervous system damage even after the specific production of
neutralizing antibodies (Haase, 1990). Furthermore, it is now
well-documented that HIV can mutate rapidly to circumvent
immunologic control of its replication.
Risks Associated With Transfusion
It has been argued that AIDS among transfusion recipients is
due to underlying diseases that necessitated the transfusion,
rather than to HIV (Duesberg, 1991). This theory is
contradicted by a report by the Transfusion Safety Study
Group, which compared HIV-negative and HIV-positive blood
recipients who had been given transfusions for similar
diseases. Approximately three years after the transfusion,
the mean CD4+ T cell count in 64 HIV-negative recipients was
850/mm3, while 111 HIV-seropositive individuals had average
CD4+ T cell counts of 375/mm3 (Donegan et al., 1990). By
1993, there were 37 cases of AIDS in the HIV-infected group,
but not a single AIDS-defining illness in the
HIV-seronegative transfusion recipients (Cohen, 1994d).
People have received blood transfusions for decades; however,
as discussed above, AIDS-like symptoms were extraordinarily
rare before the appearance of HIV. Recent surveys have shown
that AIDS-like symptoms remain very rare among transfusion
recipients who are HIV-seronegative and their sexual
contacts. In one study of transfusion safety, no
AIDS-defining illnesses were seen among 807 HIV-negative
recipients of blood or blood products, or 947 long-term
sexual or household contacts of these individuals (Aledort et
al., 1993).
In addition, through 1994, the CDC had received reports of
628 cases of AIDS in individuals whose primary risk factor
was sex with an HIV-infected transfusion recipient (CDC,
1995a), a finding not explainable by the "risk-AIDS"
hypothesis.
Exposure to Factor VIII
It has also been argued that cumulative exposure to foreign
proteins in Factor VIII concentrates leads to CD4+ T cell
depletion and AIDS in hemophiliacs (Duesberg, 1992). This
view is contradicted by several large studies. Among
HIV-seronegative patients with hemophilia A enrolled in the
Transfusion Safety Study, no significant differences in CD4+
T cell counts were noted between 79 patients with no or
minimal factor treatment and 53 patients with the largest
amount of lifetime treatments (cumulative totals in the
latter group ranged from 100,000 to 2,000,000 U in two years)
(Hassett et al., 1993). Although the CD4+ T cell counts seen
in the low- and high- groups (756/mm3 and 718/mm3,
respectively) were 20 to 25 percent lower than controls, such
levels are still within the normal range.
In a report from the Multicenter Hemophilia Cohort Study, the
mean CD4+ T cell counts among 161 HIV-seronegative
hemophiliacs was 784/mm3; among 715 HIV-seropositive
hemophiliacs, the mean CD4+ T cell count was 253/mm3
(Lederman et al., 1995).
In another study, no instances of AIDS-defining illnesses
were seen among 402 HIV-seronegative hemophiliacs treated
with factor therapy or in 83 hemophiliacs who received no
treatment subsequent to 1979 (Aledort et al., 1993; Mosely et
al., 1993).
In a retrospective study of patients with severe hemophilia
A, the rate of CD4+ T cell loss was 31.4 every six months for
41 HIV-seropositive individuals without AIDS and 49.7 every
six months for 14 HIV-seropositive individuals with AIDS. In
contrast, among 28 HIV-seronegative individuals, CD4+ T cell
counts increased at a rate of 13.1 cells/six months (Becherer
et al., 1990).
In a study of children and adolescents with hemophilia, the
median CD4+ T cell count of 126 HIV-seronegative individuals
was 895/mm3 at study entry; no individuals had CD4+ T cell
counts below 200/mm3. In contrast, 26 percent of seropositive
children had CD4+ T cell counts of less than 200/mm3; the
mean CD4+ T cell count for seropositive children was 423/mm3
(Jason et al., 1994).
Although some reports have suggested that high-purity Factor
VIII concentrates are associated with a slower rate of CD4+ T
cell decline in HIV-infected hemophiliacs than products of
low and intermediate purity (Hilgartner et al., 1993;
Goldsmith et al., 1991; de Biasi et al., 1991), other studies
have shown no such benefit (Mannucci et al., 1992; Gjerset et
al., 1994). In a study of 525 HIV-infected hemophiliacs,
Transfusion Safety Study investigators found that neither the
purity nor the amount of Factor VIII therapy had a
deleterious effect on CD4+ T cell counts (Gjerset et al.,
1994). Similarly, the Multicenter Hemophilia Cohort Study
found no association between the cumulative dose of plasma
concentrate and incidence of AIDS among 242 HIV-infected
hemophiliacs and thus "no support for cofactor hypotheses
involving either antigen stimulation or inoculum size"
(Goedert et al., 1989).
In addition to the evidence from the cohort studies cited
above, it should be noted that 10 to 20 percent of wives and
sex partners of male HIV-positive hemophiliacs in the United
States are also HIV-infected (Pitchenik et al., 1984; Kreiss
et al., 1985; Peterman et al., 1988; Smiley et al., 1988;
Dietrich and Boone, 1990; Lusher et al., 1991). Through
December 1994, the CDC had received reports of 266 cases of
AIDS in those who had sex with a person with hemophilia (CDC,
1995a). These data cannot be explained by a non-infectious
theory of AIDS etiology.
Distribution of AIDS Cases
Certain skeptics maintain that the distribution of AIDS cases
casts doubt on HIV as the cause of the syndrome. They claim
infectious microbes are not gender-specific, yet relatively
few people with AIDS are women (Duesberg, 1992).
In fact, the distribution of AIDS cases, whether in the
United States or elsewhere in the world, invariably mirrors
the prevalence of HIV in a population (U.S. Bureau of the
Census, 1994). In the United States, HIV first appeared in
populations of homosexual men and injection drug users, a
majority of whom are male (Curran et al., 1988). Because HIV
is spread primarily through sex or by the exchange of
HIV-contaminated needles during injection drug use, it is not
surprising that a majority of U.S. AIDS cases have occurred
in men.
Increasingly, however, women are becoming HIV-infected,
usually through the exchange of HIV-contaminated needles or
sex with an HIV-infected male (Vermund, 1993b; CDC, 1995a).
As the number of HIV-infected women has risen, so too have
the number of female AIDS cases. In the United States, the
proportion of AIDS cases among women has increased from 7
percent in 1985 to 18 percent in 1994. AIDS is now the fourth
leading cause of death among women aged 25 to 44 in the
United States (CDC, 1994).
In Africa, HIV was first recognized in sexually active
heterosexuals, and in some parts of Africa AIDS cases have
occurred as frequently in women as in men (Quinn et al.,
1986; Mann, 1992a). In Zambia, for example, the 29,734 AIDS
cases reported to the WHO through October 20, 1993, were
equally divided among males and females (WHO, 1995a,b).
AIDS in Africa
One vocal skeptic of the role of HIV in AIDS argues that, in
Africa, AIDS is nothing more than a new name for old diseases
(Duesberg, 1991). It is true that the diseases that have come
to be associated with AIDS in Africa--wasting, diarrheal
diseases and TB--have long been severe burdens there.
However, high rates of mortality from these diseases,
formerly confined to the elderly and malnourished, are now
common among HIV-infected young and middle-aged people
(Essex, 1994). In a recent study of more than 9,000
individuals in rural Uganda, people testing positive for HIV
antibodies were 60 times as likely to die during the
subsequent two-year observation period as were otherwise
similar persons who tested negative (Mulder et al., 1994b).
Large differences in mortality were also seen between
HIV-seropositive and HIV-seronegative individuals in another
large Ugandan cohort (Sewankambo et al., 1994).
Elsewhere in Africa findings are similar. One study of 1,400
Rwandan women tested for HIV during pregnancy found that HIV
infected women were 20 times more likely to die in the two
years following pregnancy than their HIV-negative
counterparts (Lindan et al., 1992). In another study in
Rwanda, 215 HIV-seropositive women and 216 HIV-seronegative
women were followed prospectively for up to four years,
during which time 21 women developed AIDS (WHO definition),
all of them in the HIV-seropositive group. The mortality rate
among the HIV-seropositive women was nine times higher than
seen among the HIV-seronegative women (Leroy et al., 1995)
In Zaire, investigators found that families in which the
mother was HIV-1 seropositive experienced a five- to 10-fold
higher maternal, paternal and early childhood mortality rate
than families in which the mother was HIV-seronegative (Ryder
et al., 1994b). In another study in Zaire, infants with HIV
infection were shown to have an 11-fold increased risk of
death from diarrhea compared with uninfected children (Thea
et al., 1993). In patients with pulmonary tuberculosis in
Cote d'Ivoire, HIV-seropositive individuals were 17 times
more likely to die than HIV-seronegative individuals (Ackah
et al., 1995).
The extraordinary death rates among HIV-infected individuals
confirm that the virus is an important cause of premature
mortality in Africa (Dondero and Curran, 1994).
CONCLUSION
HIV and AIDS have been repeatedly linked in time, place and
population group; the appearance of HIV in the blood supply
has preceded or coincided with the occurrence of AIDS cases
in every country and region where AIDS has been noted. Among
individuals without HIV, AIDS-like symptoms are
extraordinarily rare, even in populations with many AIDS
cases. Individuals as different as homosexual men, elderly
transfusion recipients, heterosexual women, drug-using
heterosexual men and infants have all developed AIDS with
only one common denominator: infection with HIV. Laboratory
workers accidentally exposed to highly concentrated HIV and
health care workers exposed to HIV-infected blood have
developed immunosuppression and AIDS with no other risk
factor for immune dysfunction. Scientists have now used PCR
to find HIV in virtually every patient with AIDS and to show
that HIV is present in large and increasing amounts even in
the pre-AIDS stages of HIV disease. Researchers also have
demonstrated a correlation between the amount of HIV in the
body and progression of the aberrant immunologic processes
seen in people with AIDS.
Despite this plethora of evidence, the notion that HIV does
not cause AIDS continues to find a wide audience in the
popular press, with potential negative impact on HIV-infected
individuals and on public health efforts to control the
epidemic. HIV-infected individuals may be convinced to forego
anti-HIV treatments that can forestall the onset of the
serious infections and malignancies of AIDS (Edelman et al.,
1991). Pregnant HIV-infected women may dismiss the option of
taking AZT, which can reduce the likelihood of transmission
of HIV from mother to infant (Connor et al., 1994; Boyer et
al., 1994).
People may be dissuaded from being tested for HIV, thereby
missing the opportunity, early in the course of disease, for
counselling as well as for treatment with drugs to prevent
AIDS-related infections such as PCP. Such prophylactic
measures prolong survival and improve the quality of life of
HIV-infected individuals (CDC, 1992b).
Most troubling is the prospect that individuals will discount
the threat of HIV and continue to engage in risky sexual
behavior and needle sharing. If public health messages on
AIDS prevention are diluted by the misconception that HIV is
not responsible for AIDS, otherwise preventable cases of HIV
infection and AIDS may occur, adding to the global tragedy of
the epidemic.
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